# SmartFinancial, Inc. (SMBK) insider trading

> In the 12 months to Nov 5, 2026, 2 SMBK insiders reported open-market sales of $845.5K across 9 filings; 4 insiders bought $315.7K.

Canonical: https://massive.com/quote/smbk/insider-trading
Latest filing: 2026-11-04 (last 12 months; source: SEC EDGAR)
Source: Massive (https://massive.com/docs/llms.txt)

## Summary

| Measure | Value | Detail |
| --- | --- | --- |
| Open-market sales | $845.5K | 9 filings · 2 insiders |
| Open-market purchases | $315.7K | 5 filings |

## Open-market trades by insider

| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
| --- | --- | --- | --- | --- | --- | --- |
| Steven B. Tucker | Director | $753.3K | — | 3 | — | 2026-11-04 |
| Victor Lynn Barrett | Director | — | $131.3K | 1 | — | 2026-06-10 |
| Cathy G. Ackermann | Director | — | $126.4K | 1 | — | 2026-06-04 |
| Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | $92.3K | — | 6 | — | 2026-10-26 |
| Wesley Miller Welborn | CHAIRMAN OF THE BOARD | — | $36.0K | 1 | — | 2026-02-10 |
| Kelli D. Shomaker | Director | — | $22.0K | 2 | — | 2026-05-04 |

## Open-market trades by filing

14 filings in the last 12 months, newest first.

| Filed | Traded | Insider | Role | Type | Shares | Avg price | Value | Held after | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 2026-11-04 | 2026-11-04 | Steven B. Tucker | Director | Sale | 3,550 | $49.62 | $176.2K | 43,672 | — |
| 2026-10-26 | 2026-10-26 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 200 | $49.80 | $10.0K | 10,942 | — |
| 2026-10-26 | 2026-10-23 | Steven B. Tucker | Director | Sale | 3,500 | $49.50 | $173.3K | 47,222 | — |
| 2026-09-14 | 2026-09-14 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 230 | $52.05 | $12.0K | 11,142 | — |
| 2026-08-04 | 2026-08-04 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 430 | $52.75 | $22.7K | 11,372 | — |
| 2026-06-12 | 2026-06-12 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 400 | $45.00 | $18.0K | 11,802 | — |
| 2026-06-10 | 2026-06-10 | Victor Lynn Barrett | Director | Purchase | 3,000 | $43.78 | $131.3K | 151,724 | — |
| 2026-06-04 | 2026-06-04 | Cathy G. Ackermann | Director | Purchase | 3,000 | $42.12 | $126.4K | 19,831 | — |
| 2026-05-04 | 2026-05-04 | Kelli D. Shomaker | Director | Purchase | 290 | $41.30 | $12.0K | 2,120 | — |
| 2026-04-24 | 2026-04-24 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 500 | $41.85 | $20.9K | 12,202 | — |
| 2026-02-10 | 2026-02-09 | Wesley Miller Welborn | CHAIRMAN OF THE BOARD | Purchase | 835 | $43.13 | $36.0K | 96,468 | — |
| 2026-01-28 | 2026-01-27 | Kelli D. Shomaker | Director | Purchase | 255 | $39.38 | $10.0K | 1,022 | — |
| 2025-12-11 | 2025-12-10 | Steven B. Tucker | Director | Sale | 10,625 | $38.01 | $403.9K | 49,914 | — |
| 2025-11-18 | 2025-11-18 | Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | Sale | 250 | $35.00 | $8.8K | 10,104 | — |

## Other insider activity (not market trades)

- Tax withholding: 6 records
- Grants and awards: 15 records
- Gifts: 5 records

Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.

## How to read this page

- **Open-market purchase or sale**: A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- **Filing date**: Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.

## FAQ

### Has SmartFinancial, Inc.'s CEO sold stock?

No. William Young Carroll JR. (CEO) made no open-market sales filed as CEO in the last 12 months.

### How current is SMBK’s insider data?

These are SMBK Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.

### What counts as an open-market buy or sell?

Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.

## Live data

This page joins two Massive endpoints: Form 4 filings and daily prices. The SMBK Form 4 request:

- `GET https://api.massive.com/stocks/filings/vX/form-4?tickers=SMBK&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500`

Requests need a Massive API key. API reference for agents: https://massive.com/docs/llms.txt. Connect an AI agent through the Massive MCP server: https://massive.com/docs/ai-tools.

## Related

- [SmartFinancial, Inc. (SMBK) stock price](https://massive.com/quote/smbk.md)
- [Recent insider trading](https://massive.com/quote/insider-trading.md)
- [Markets overview](https://massive.com/quote/index.md)

Nothing here is investment advice. Data and content are provided for informational purposes under the Massive Terms of Service: https://massive.com/terms