SEC Form 4
SoFi Technologies, Inc. (SOFI) insider trading
In the 12 months to Oct 24, 2026, 3 SOFI insiders reported open-market sales of $9.8M across 17 filings; 3 insiders bought $2.5M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $9.8M
- 17 filings · 3 insiders
- Open-market purchases
- $2.5M
- 7 filings
- Pre-arranged sales (10b5-1)
- 17 of 17
- All $9.8M sold was pre-arranged
Who traded SOFI, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
SOFI daily close from Oct 24, 2025 to Oct 23, 2026, between $14.22 and $32.21, last $14.62. 17 sale and 7 purchase filings by 6 insiders, marked at their filing dates. Jeremy Rishel, Chief Technology Officer: sold $6.2M across 4 filings, first filed Dec 22, 2025, last Sep 23, 2026. Kelli Keough, EVP, GBUL, SIPS: sold $2.4M across 12 filings, first filed Nov 21, 2025, last Oct 22, 2026. Anthony Noto, Chief Executive Officer: bought $2.3M across 5 filings, first filed Mar 2, 2026, last Jun 16, 2026. Arun Pinto, Chief Risk Officer: sold $1.1M across 1 filing, first filed Nov 21, 2025, last Nov 21, 2025. Robert S. Lavet, General Counsel: bought $105.2K across 1 filing, first filed Feb 6, 2026, last Feb 6, 2026. Eric Schuppenhauer, EVP GBUL Borrow: bought $99.7K across 1 filing, first filed Feb 5, 2026, last Feb 5, 2026.
Largest mark · tap a row for others
Jeremy Rishel · Chief Technology Officer
Sale $2,446,538
91,837 shares at $26.64 avg
Filed Dec 22, 2025 · traded Dec 17
Pre-arranged (10b5-1) · close on filing date $27.35
Jeremy Rishel · Chief Technology Officer
Chief Technology Officer
$6.2M soldKelli Keough · EVP, GBUL, SIPS
EVP, GBUL, SIPS
$2.4M soldAnthony Noto · Chief Executive Officer
Chief Executive Officer
$2.3M boughtArun Pinto · Chief Risk Officer
Chief Risk Officer
$1.1M soldRobert S. Lavet · General Counsel
General Counsel
$105.2K boughtEric Schuppenhauer · EVP GBUL Borrow
EVP GBUL Borrow
$99.7K boughtHas SoFi Technologies, Inc.'s CEO sold stock?
No. Anthony Noto (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
24 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Jeremy Rishel | Chief Technology Officer | $6.2M | — | 4 | 100% of sales | |
| Kelli Keough | EVP, GBUL, SIPS | $2.4M | — | 12 | 100% of sales | |
| Anthony Noto | Chief Executive Officer | — | $2.3M | 5 | — | |
| Arun Pinto | Chief Risk Officer | $1.1M | — | 1 | 100% of sales | |
| Robert S. Lavet | General Counsel | — | $105.2K | 1 | — | |
| Eric Schuppenhauer | EVP GBUL Borrow | — | $99.7K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,203 | $14.72 | $150.2K | 397,870 | |
traded | Jeremy Rishel Chief Technology Officer | SalePre-arranged (10b5-1) | 18,624 | $17.50 | $325.9K | 912,650 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,203 | $16.99 | $173.3K | 408,073 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 11,286 | $18.00 | $203.2K | 356,442 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,954 | $17.19 | $188.3K | 367,728 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,954 | $17.35 | $190.1K | 378,682 | |
traded | Jeremy Rishel Chief Technology Officer | SalePre-arranged (10b5-1) | 102,123 | $17.78 | $1.8M | 895,089 | |
traded | Anthony Noto Chief Executive Officer | Purchase | 13,888 | $18.06 | $250.8K | 11,960,507 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,037 | $15.53 | $155.9K | 323,247 | |
traded | Anthony Noto Chief Executive Officer | Purchase | 15,545 | $16.00 | $248.8K | 11,946,619 | |
traded | Anthony Noto Chief Executive Officer | Purchase | 15,878 | $15.73 | $249.8K | 11,931,074 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 9,742 | $19.25 | $187.6K | 333,284 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 9,742 | $16.94 | $165.1K | 343,026 | |
traded | Jeremy Rishel Chief Technology Officer | SalePre-arranged (10b5-1) | 94,958 | $17.43 | $1.7M | 839,640 | |
traded | Anthony Noto Chief Executive Officer | Purchase | 28,900 | $17.32 | $500.5K | 11,704,352 | |
traded | Anthony Noto Chief Executive Officer | Purchase | 56,000 | $17.88 | $1.0M | 11,675,452 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 9,755 | $18.87 | $184.1K | 293,725 | |
traded | Robert S. Lavet General Counsel | Purchase | 5,000 | $21.04 | $105.2K | 17,172 | |
traded | Eric Schuppenhauer EVP GBUL Borrow | Purchase | 5,000 | $19.93 | $99.7K | 228,768 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 9,468 | $25.75 | $243.8K | 303,480 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 9,468 | $27.14 | $256.9K | 312,948 | |
traded | Jeremy Rishel Chief Technology Officer | SalePre-arranged (10b5-1) | 91,837 | $26.64 | $2.4M | 794,598 | |
traded | Arun Pinto Chief Risk Officer | SalePre-arranged (10b5-1) | 46,132 | $24.76 | $1.1M | 138,396 | |
traded | Kelli Keough EVP, GBUL, SIPS | SalePre-arranged (10b5-1) | 10,340 | $26.43 | $273.3K | 265,034 |
GET /stocks/filings/vX/form-4?tickers=SOFI&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"SOFI"
],
"issuer_cik": "0001818874",
"owner_cik": "0002032458",
"accession_number": "0002032458-26-000030",
"form_type": "4",
"filing_date": "2026-10-22",
"period_of_report": "2026-10-20",
"issuer_name": "SoFi Technologies, Inc.",
"issuer_trading_symbol": "SOFI",
"owner_name": "Keough Kelli",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP, GBUL, SIPS",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-20",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 10203,
"transaction_price_per_share": 14.7226,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 397870,
"transaction_value": 150214.68779999999,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025."
},
{
"id": "F2",
"description": "The reported transactions were executed in multiple trades. The sale price of $14.7226 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $14.2300 to $14.9750 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above."
}
]
},
{
"tickers": [
"SOFI"
],
"issuer_cik": "0001818874",
"owner_cik": "0001934200",
"accession_number": "0001934200-26-000011",
"form_type": "4",
"filing_date": "2026-09-23",
"period_of_report": "2026-09-21",
"issuer_name": "SoFi Technologies, Inc.",
"issuer_trading_symbol": "SOFI",
"owner_name": "Rishel Jeremy",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Technology Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-21",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 18624,
"transaction_price_per_share": 17.5,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 912650.443,
"transaction_value": 325920,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 9, 2026."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 123 records
- Option exercises78 records
- Tax withholding37 records
- Tax withholding (sold to cover)2 records
- Grants and awards2 records
- Gifts4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for SOFI every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.