SEC Form 4
UMB Financial Corp (UMBF) insider trading
In the 12 months to Nov 5, 2026, 11 UMBF insiders reported open-market sales of $11.7M across 21 filings; 2 insiders bought $298.1K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $11.7M
- 21 filings · 11 insiders
- Open-market purchases
- $298.1K
- 8 filings
Who traded UMBF, and when
- Purchase
- Sale
UMBF daily close from Nov 5, 2025 to Nov 5, 2026, between $103.99 and $152.04, last $135.45. 21 sale and 8 purchase filings by 13 insiders, marked at their filing dates. J. Mariner Kemper, Chairman and CEO: sold $7.0M across 4 filings, first filed Dec 8, 2025, last Aug 6, 2026. James D. Rine, President: sold $1.5M across 2 filings, first filed Dec 12, 2025, last Jun 10, 2026. Thomas S. Terry, Chief Credit Officer: sold $867.1K across 1 filing, first filed Aug 18, 2026, last Aug 18, 2026. Uma Wilson, Executive Vice President: sold $736.1K across 2 filings, first filed Jun 10, 2026, last Aug 4, 2026. Nikki Farentino Newton, President, Private Wealth Mgmt: sold $435.1K across 2 filings, first filed Nov 5, 2025, last Aug 4, 2026. Ram Shankar, Chief Financial Officer: sold $303.2K across 1 filing, first filed Aug 18, 2026, last Aug 18, 2026. Greg M. Graves, Director: bought $176.3K across 4 filings, first filed Nov 5, 2025, last Nov 4, 2026. Tamara Peterman, Director: bought $121.9K across 4 filings, first filed Nov 5, 2025, last Nov 4, 2026. 5 others: sold $824.3K across 9 filings, first filed Nov 12, 2025, last Oct 30, 2026.
Largest mark · tap a row for others
J. Mariner Kemper · Chairman and CEO
Filing 1 of 2 within a week · $2,855,994 total
Sale $618,534
4,200 shares at $147.27 avg
Filed Aug 4, 2026 · traded Aug 3
Close on filing date $148.33
J. Mariner Kemper · Chairman and CEO
Chairman and CEO
$7.0M soldJames D. Rine · President
President
$1.5M soldThomas S. Terry · Chief Credit Officer
Chief Credit Officer
$867.1K soldUma Wilson · Executive Vice President
Executive Vice President
$736.1K soldNikki Farentino Newton · President, Private Wealth Mgmt
President, Private Wealth Mgmt
$435.1K soldRam Shankar · Chief Financial Officer
Chief Financial Officer
$303.2K soldGreg M. Graves · Director
Director
$176.3K boughtTamara Peterman · Director
Director
$121.9K bought5 others
Combined, one mark per week
$824.3K soldOpen-market trades
29 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| J. Mariner Kemper | Chairman and CEO | $7.0M | — | 4 | — | |
| James D. Rine | President | $1.5M | — | 2 | — | |
| Thomas S. Terry | Chief Credit Officer | $867.1K | — | 1 | — | |
| Uma Wilson | Executive Vice President | $736.1K | — | 2 | — | |
| Nikki Farentino Newton | President, Private Wealth Mgmt | $435.1K | — | 2 | — | |
| Ram Shankar | Chief Financial Officer | $303.2K | — | 1 | — | |
| Kevin Charles Gallagher | Director | $253.9K | — | 5 | — | |
| Robert Brian Beaird | Chief Human Resource Officer | $231.0K | — | 1 | — | |
| Susan G. Murphy | Director | $200.4K | — | 1 | — | |
| Greg M. Graves | Director | — | $176.3K | 4 | — | |
| Tamara Peterman | Director | — | $121.9K | 4 | — | |
| Phillip James Mason | President, Inst. Banking | $117.6K | — | 1 | — | |
| David Carl Odgers | Chief Accounting Officer | $21.4K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Greg M. Graves Director | Purchase | 292 | $137.02 | $40.0K | 40,893 | |
traded | Tamara Peterman Director | Purchase | 201 | $137.02 | $27.5K | 10,922 | |
traded | Kevin Charles Gallagher Director | Sale | 370 | $134.82 | $49.9K | 11,493 | |
traded | Greg M. Graves Director | Purchase | 573 | $139.60 | $80.0K | 40,463 | |
traded | Tamara Peterman Director | Purchase | 394 | $139.60 | $55.0K | 10,680 | |
traded | Ram Shankar Chief Financial Officer | Sale | 2,000 | $151.61 | $303.2K | 30,389 | |
traded | Thomas S. Terry Chief Credit Officer | Sale | 5,713 | $151.77 | $867.1K | 30,689 | |
traded | Susan G. Murphy Director | Sale | 1,377 | $145.55 | $200.4K | 11,537 | |
traded | David Carl Odgers Chief Accounting Officer | Sale | 145 | $147.30 | $21.4K | 6,538 | |
traded | J. Mariner Kemper Chairman and CEO | Sale | 15,062 | $148.55 | $2.2M | 1,491,138 | |
traded | J. Mariner Kemper Chairman and CEO | Sale | 4,200 | $147.27 | $618.5K | 5,561 | |
traded | Phillip James Mason President, Inst. Banking | Sale | 800 | $147.00 | $117.6K | 8,894 | |
traded | Nikki Farentino Newton President, Private Wealth Mgmt | Sale | 2,000 | $148.60 | $297.2K | 11,981 | |
traded | Uma Wilson Executive Vice President | Sale | 4,145 | $148.00 | $613.5K | 20,270 | |
traded | Kevin Charles Gallagher Director | Sale | 360 | $145.13 | $52.2K | 11,863 | |
traded | Robert Brian Beaird Chief Human Resource Officer | Sale | 1,600 | $144.40 | $231.0K | 8,943 | |
traded | Uma Wilson Executive Vice President | Sale | 922 | $133.05 | $122.7K | 24,415 | |
traded | Kevin Charles Gallagher Director | Sale | 381 | $132.88 | $50.6K | 12,223 | |
traded | James D. Rine President | Sale | 8,246 | $132.59 | $1.1M | 61,446 | |
traded | Kevin Charles Gallagher Director | Sale | 388 | $129.30 | $50.2K | 12,488 | |
traded | J. Mariner Kemper Chairman and CEO | Sale | 18,714 | $128.68 | $2.4M | Multiple accounts | |
traded | Tamara Peterman Director | Purchase | 154 | $127.84 | $19.7K | 10,102 | |
traded | Greg M. Graves Director | Purchase | 220 | $127.84 | $28.1K | 39,541 | |
traded | James D. Rine President | Sale | 3,487 | $119.03 | $415.1K | 70,577 | |
traded | J. Mariner Kemper Chairman and CEO | Sale | 15,367 | $114.58 | $1.8M | 1,521,414 | |
traded | Kevin Charles Gallagher Director | Sale | 460 | $110.71 | $50.9K | 12,090 | |
traded | Nikki Farentino Newton President, Private Wealth Mgmt | Sale | 1,300 | $106.09 | $137.9K | 13,667 | |
traded | Greg M. Graves Director | Purchase | 264 | $106.41 | $28.1K | 38,411 | |
traded | Tamara Peterman Director | Purchase | 185 | $106.41 | $19.7K | 9,128 |
GET /stocks/filings/vX/form-4?tickers=UMBF&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"UMBF",
"UMBFO"
],
"issuer_cik": "0000101382",
"owner_cik": "0001267879",
"accession_number": "0000101382-26-000191",
"form_type": "4",
"filing_date": "2026-11-04",
"period_of_report": "2026-11-02",
"issuer_name": "UMB FINANCIAL CORP",
"issuer_trading_symbol": "UMBF",
"owner_name": "GRAVES GREG M",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-11-02",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 291.9282,
"transaction_price_per_share": 137.02,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 40892.914,
"transaction_value": 40000.001964,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan."
}
]
},
{
"tickers": [
"UMBF",
"UMBFO"
],
"issuer_cik": "0000101382",
"owner_cik": "0001774955",
"accession_number": "0000101382-26-000193",
"form_type": "4",
"filing_date": "2026-11-04",
"period_of_report": "2026-11-02",
"issuer_name": "UMB FINANCIAL CORP",
"issuer_trading_symbol": "UMBF",
"owner_name": "Peterman Tamara",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-11-02",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 200.7006,
"transaction_price_per_share": 137.02,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 10922.4356,
"transaction_value": 27499.996212000002,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 107 records
- Option exercises1 record
- Tax withholding59 records
- Grants and awards42 records
- Gifts5 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has UMB Financial Corp's CEO sold stock?
Yes. J. Mariner Kemper (CEO) sold 53,343 shares ($7.0M) between Dec 2025 and Aug 2026.
How current is UMBF’s insider data?
These are UMBF Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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