SEC Form 4
Upland Software, Inc. (UPLD) insider trading
In the 12 months to Oct 26, 2026, one UPLD insider reported open-market sales of $16.8K across 3 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $16.8K
- 3 filings · 1 insider
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 3 of 3
- All $16.8K sold was pre-arranged
Who traded UPLD, and when
- Sale
- Sale, pre-arranged (10b5-1)
UPLD daily close from Oct 27, 2025 to Oct 26, 2026, between $2.81 and $21.30, last $4.01. 3 sale and 0 purchase filings by 1 insider, marked at their filing dates. Timothy Mattox, Director: sold $16.8K across 3 filings, first filed Aug 6, 2026, last Aug 11, 2026.
Largest mark · tap a row for others
Timothy Mattox · Director
Filing 1 of 3 within a week · $16,757 total
Sale $8,860
2,000 shares at $4.43 avg
Filed Aug 6, 2026 · traded Aug 4
Pre-arranged (10b5-1) · close on filing date $4.28
Timothy Mattox · Director
Director
$16.8K soldOpen-market trades
3 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Timothy Mattox | Director | $16.8K | — | 3 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Timothy Mattox Director | SalePre-arranged (10b5-1) | 847 | $4.28 | $3.6K | 36,053 | |
traded | Timothy Mattox Director | SalePre-arranged (10b5-1) | 1,000 | $4.27 | $4.3K | 36,900 | |
traded | Timothy Mattox Director | SalePre-arranged (10b5-1) | 2,000 | $4.43 | $8.9K | 37,900 |
GET /stocks/filings/vX/form-4?tickers=UPLD&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"UPLD"
],
"issuer_cik": "0001505155",
"owner_cik": "0001624067",
"accession_number": "0001624067-26-000008",
"form_type": "4",
"filing_date": "2026-08-11",
"period_of_report": "2026-08-07",
"issuer_name": "Upland Software, Inc.",
"issuer_trading_symbol": "UPLD",
"owner_name": "Mattox Timothy",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-07",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 847.4,
"transaction_price_per_share": 4.2801,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 36052.6,
"transaction_value": 3626.95674,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026."
},
{
"id": "F2",
"description": "This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price."
}
]
},
{
"tickers": [
"UPLD"
],
"issuer_cik": "0001505155",
"owner_cik": "0001624067",
"accession_number": "0001624067-26-000006",
"form_type": "4",
"filing_date": "2026-08-10",
"period_of_report": "2026-08-06",
"issuer_name": "Upland Software, Inc.",
"issuer_trading_symbol": "UPLD",
"owner_name": "Mattox Timothy",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-06",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1000,
"transaction_price_per_share": 4.27,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 36900,
"transaction_value": 4270,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 25 records
- Tax withholding12 records
- Tax withholding (sold to cover)2 records
- Grants and awards11 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Upland Software, Inc.'s CEO sold stock?
No. Sean Nathaniel and John T. Mcdonald (CEOs) made no open-market sales filed as CEO in the last 12 months.
How current is UPLD’s insider data?
These are UPLD Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track UPLD insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for UPLD every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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