SEC Form 4
Universal Technical Institute, Inc. (UTI) insider trading
In the 12 months to Oct 23, 2026, 11 UTI insiders reported open-market sales of $136.8M across 13 filings; 3 insiders bought $31.1M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $136.8M
- 13 filings · 11 insiders
- Open-market purchases
- $31.1M
- 9 filings
Who traded UTI, and when
- Purchase
- Sale
UTI daily close from Oct 23, 2025 to Oct 23, 2026, between $18.47 and $51.20, last $21.78. 13 sale and 9 purchase filings by 13 insiders, marked at their filing dates. Christopher S. Shackelton, Director: sold $124.2M and bought $1.7M across 2 filings, first filed Dec 3, 2025, last Jun 10, 2026. Adam Gray, Director: bought $29.1M across 2 filings, first filed Dec 3, 2025, last Dec 5, 2025. Jerome Alan Grant, Chief Executive Officer: sold $6.0M across 2 filings, first filed Mar 2, 2026, last Jun 30, 2026. Sherrell Smith, EVP, Chief Academic Officer: sold $3.6M across 2 filings, first filed Mar 4, 2026, last Mar 6, 2026. Christopher E. Kevane, EVP and Chief Legal Officer: sold $888.1K across 1 filing, first filed Mar 31, 2026, last Mar 31, 2026. Todd A. Hitchcock, EVP/COO: sold $615.9K across 1 filing, first filed Mar 6, 2026, last Mar 6, 2026. Robert Thomas Devincenzi, Director: bought $334.7K across 6 filings, first filed Aug 12, 2026, last Sep 30, 2026. 6 others: sold $1.5M across 6 filings, first filed Feb 17, 2026, last Jun 24, 2026.
Largest mark · tap a row for others
Christopher S. Shackelton · Director
Sale $124,200,000
3,000,000 shares at $41.40 avg
Filed Jun 10, 2026 · traded Jun 8
Close on filing date $39.75
Christopher S. Shackelton · Director
Director
$124.2M sold$1.7M boughtAdam Gray · Director
Director
$29.1M boughtJerome Alan Grant · Chief Executive Officer
Chief Executive Officer
$6.0M soldSherrell Smith · EVP, Chief Academic Officer
EVP, Chief Academic Officer
$3.6M soldChristopher E. Kevane · EVP and Chief Legal Officer
EVP and Chief Legal Officer
$888.1K soldTodd A. Hitchcock · EVP/COO
EVP/COO
$615.9K soldRobert Thomas Devincenzi · Director
Director
$334.7K bought6 others
Combined, one mark per week
$1.5M soldHas Universal Technical Institute, Inc.'s CEO sold stock?
Yes. Jerome Alan Grant (CEO) sold 154,540 shares ($6.0M) between Mar 2026 and Jun 2026.
Open-market trades
22 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Christopher S. Shackelton | Director | $124.2M | $1.7M | 2 | — | |
| Adam Gray | Director | — | $29.1M | 2 | — | |
| Jerome Alan Grant | Chief Executive Officer | $6.0M | — | 2 | — | |
| Sherrell Smith | EVP, Chief Academic Officer | $3.6M | — | 2 | — | |
| Christopher E. Kevane | EVP and Chief Legal Officer | $888.1K | — | 1 | — | |
| Todd A. Hitchcock | EVP/COO | $615.9K | — | 1 | — | |
| Linda J. Srere | Director | $548.8K | — | 1 | — | |
| Shannon Lei Okinaka | Director | $347.4K | — | 1 | — | |
| Robert Thomas Devincenzi | Director | — | $334.7K | 6 | — | |
| George W. Brochick | Director | $182.9K | — | 1 | — | |
| Kevin Prehn | Concorde Division President | $181.8K | — | 1 | — | |
| Christine Kline | Senior Vice President and CAO | $155.5K | — | 1 | — | |
| Carolyn Ann Frank | SVP/Chief HR Officer | $52.6K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Robert Thomas Devincenzi Director | Purchase | 1,000 | $19.68 | $19.7K | 153,330 | |
traded | Robert Thomas Devincenzi Director | Purchase | 1,000 | $19.83 | $19.8K | 152,330 | |
traded | Robert Thomas Devincenzi Director | Purchase | 1,000 | $21.80 | $21.8K | 151,330 | |
traded | Robert Thomas Devincenzi Director | Purchase | 1,000 | $21.77 | $21.8K | 150,330 | |
traded | Robert Thomas Devincenzi Director | Purchase | 1,000 | $25.95 | $25.9K | 149,330 | |
traded | Robert Thomas Devincenzi Director | Purchase | 8,000 | $28.21 | $225.7K | 148,330 | |
traded | Jerome Alan Grant Chief Executive Officer | Sale | 94,500 | $41.40 | $3.9M | 335,715 | |
traded | Kevin Prehn Concorde Division President | Sale | 4,545 | $40.00 | $181.8K | 27,025 | |
traded | Christopher S. Shackelton Director | Sale | 3,000,000 | $41.40 | $124.2M | 971,440 | |
traded | Christine Kline Senior Vice President and CAO | Sale | 3,500 | $44.42 | $155.5K | 43,006 | |
traded | Linda J. Srere Director | Sale | 15,000 | $36.59 | $548.8K | 127,564 | |
traded | Christopher E. Kevane EVP and Chief Legal Officer | Sale | 23,654 | $37.55 | $888.1K | 83,521 | |
traded | George W. Brochick Director | Sale | 5,000 | $36.59 | $182.9K | 27,516 | |
traded | Shannon Lei Okinaka Director | Sale | 10,000 | $34.74 | $347.4K | 19,808 | |
traded | Sherrell Smith EVP, Chief Academic Officer | Sale | 50,000 | $33.84 | $1.7M | 41,219 | |
traded | Todd A. Hitchcock EVP/COO | Sale | 16,500 | $37.33 | $615.9K | 104,084 | |
traded | Sherrell Smith EVP, Chief Academic Officer | Sale | 52,671 | $37.04 | $2.0M | Multiple accounts | |
traded | Jerome Alan Grant Chief Executive Officer | Sale | 60,040 | $34.95 | $2.1M | 430,215 | |
traded | Carolyn Ann Frank SVP/Chief HR Officer | Sale | 1,750 | $30.08 | $52.6K | 30,272 | |
traded | Adam Gray Director | Purchase | 547,066 | $25.01 | $13.7M | 3,971,440 | |
traded | Christopher S. Shackelton Director | Purchase | 69,657 | $24.11 | $1.7M | 2,957,354 | |
traded | Adam Gray Director | Purchase | 638,450 | $24.20 | $15.5M | 3,424,374 |
GET /stocks/filings/vX/form-4?tickers=UTI&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"UTI"
],
"issuer_cik": "0001261654",
"owner_cik": "0001226186",
"accession_number": "0001193125-26-409200",
"form_type": "4",
"filing_date": "2026-09-30",
"period_of_report": "2026-09-28",
"issuer_name": "UNIVERSAL TECHNICAL INSTITUTE INC",
"issuer_trading_symbol": "UTI",
"owner_name": "DEVINCENZI ROBERT THOMAS",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock, $0.0001 par value",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-28",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 1000,
"transaction_price_per_share": 19.6775,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 153330,
"transaction_value": 19677.5,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The prices reported in Column 4 reflect a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.505 to $19.85. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein."
}
]
},
{
"tickers": [
"UTI"
],
"issuer_cik": "0001261654",
"owner_cik": "0001226186",
"accession_number": "0001193125-26-399888",
"form_type": "4",
"filing_date": "2026-09-23",
"period_of_report": "2026-09-21",
"issuer_name": "UNIVERSAL TECHNICAL INSTITUTE INC",
"issuer_trading_symbol": "UTI",
"owner_name": "DEVINCENZI ROBERT THOMAS",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock, $0.0001 par value",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-21",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 1000,
"transaction_price_per_share": 19.8333,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 152330,
"transaction_value": 19833.300000000003,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The prices reported in Column 4 reflect a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.83 to $19.8366. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 64 records
- Tax withholding36 records
- Grants and awards27 records
- Gifts1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for UTI every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.