Massivemarkets

SEC Form 4

Upstart Holdings, Inc. (UPST) insider trading

In the 12 months to Oct 24, 2026, 5 UPST insiders reported open-market sales of $4.7M across 14 filings; 2 insiders bought $11.6M.

Latest filing · Last 12 months · Source: SEC EDGAR · How we count

Open-market sales
$4.7M
14 filings · 5 insiders
Open-market purchases
$11.6M
4 filings
Pre-arranged sales (10b5-1)
11 of 14
$769.8K of $4.7M sold (16%)

Who traded UPST, and when

  • Purchase
  • Sale
  • Sale, pre-arranged (10b5-1)

UPST daily close from Oct 24, 2025 to Oct 23, 2026, between $22.74 and $52.74, last $23.78. 14 sale and 4 purchase filings by 7 insiders, marked at their filing dates. Paul Gu, Chief Technology Offier → Chief Executive Officer: bought $6.6M across 3 filings, first filed Nov 13, 2025, last Sep 10, 2026. Dave Girouard, Director: bought $5.0M across 1 filing, first filed May 8, 2026, last May 8, 2026. Sanjay Datta, President, Capital& Enterprise: sold $3.9M across 3 filings, first filed Jun 11, 2026, last Sep 10, 2026. Scott Darling, Chief Legal Officer: sold $486.4K across 4 filings, first filed Oct 28, 2025, last Feb 24, 2026. Natalia Mirgorodskaya, Officer (see filing): sold $120.4K across 5 filings, first filed Nov 26, 2025, last Aug 27, 2026. Andrea Blankmeyer, Chief Financial Officer: sold $88.0K across 1 filing, first filed Aug 19, 2026, last Aug 19, 2026. Kerry Whorton Cooper, Director: sold $75.0K across 1 filing, first filed Dec 16, 2025, last Dec 16, 2025.

Largest mark · tap a row for others

Dave Girouard · Director

Purchase $4,999,607

170,240 shares at $29.37 avg

Filed May 8, 2026 · traded May 7

Close on filing date $28.96

UPST daily closelast $23.78

Paul Gu · Chief Technology Offier → Chief Executive Officer

$6.6M bought

Dave Girouard · Director

$5.0M bought

Sanjay Datta · President, Capital& Enterprise

$3.9M sold

Scott Darling · Chief Legal Officer

$486.4K sold

Natalia Mirgorodskaya · Officer (see filing)

$120.4K sold

Andrea Blankmeyer · Chief Financial Officer

$88.0K sold

Kerry Whorton Cooper · Director

$75.0K sold
One row per insider; marks sit at the SEC filing date, sized by dollar value.

Has Upstart Holdings, Inc.'s CEO sold stock?

No. Paul Gu (CEO) made no open-market sales filed as CEO in the last 12 months.

Open-market trades

18 filings in the last 12 months
InsiderRoleSoldBoughtFilingsPre-arranged (10b5-1)Last filed
Paul GuChief Technology Offier → Chief Executive Officer—$6.6M3—
Dave GirouardDirector—$5.0M1—
Sanjay DattaPresident, Capital& Enterprise$3.9M—3—
Scott DarlingChief Legal Officer$486.4K—4100% of sales
Natalia MirgorodskayaOfficer (see filing)$120.4K—5100% of sales
Andrea BlankmeyerChief Financial Officer$88.0K—1100% of sales
Kerry Whorton CooperDirector$75.0K—1100% of sales
Other insider activity (not market trades) · 55 records
  • Option exercises8 records
  • Tax withholding (sold to cover)25 records
  • Grants and awards13 records
  • Gifts1 record
  • Other8 records

Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.

Build this yourself

This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:

Agent prompt

Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for UPST every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.

How to read this page

Open-market purchase or sale
A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
Pre-arranged (10b5-1)
The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
Role
The title on each filing. Someone whose title changed shows more than one.
Filing date
Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.