SEC Form 4
Upstart Holdings, Inc. (UPST) insider trading
In the 12 months to Oct 24, 2026, 5 UPST insiders reported open-market sales of $4.7M across 14 filings; 2 insiders bought $11.6M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $4.7M
- 14 filings · 5 insiders
- Open-market purchases
- $11.6M
- 4 filings
- Pre-arranged sales (10b5-1)
- 11 of 14
- $769.8K of $4.7M sold (16%)
Who traded UPST, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
UPST daily close from Oct 24, 2025 to Oct 23, 2026, between $22.74 and $52.74, last $23.78. 14 sale and 4 purchase filings by 7 insiders, marked at their filing dates. Paul Gu, Chief Technology Offier → Chief Executive Officer: bought $6.6M across 3 filings, first filed Nov 13, 2025, last Sep 10, 2026. Dave Girouard, Director: bought $5.0M across 1 filing, first filed May 8, 2026, last May 8, 2026. Sanjay Datta, President, Capital& Enterprise: sold $3.9M across 3 filings, first filed Jun 11, 2026, last Sep 10, 2026. Scott Darling, Chief Legal Officer: sold $486.4K across 4 filings, first filed Oct 28, 2025, last Feb 24, 2026. Natalia Mirgorodskaya, Officer (see filing): sold $120.4K across 5 filings, first filed Nov 26, 2025, last Aug 27, 2026. Andrea Blankmeyer, Chief Financial Officer: sold $88.0K across 1 filing, first filed Aug 19, 2026, last Aug 19, 2026. Kerry Whorton Cooper, Director: sold $75.0K across 1 filing, first filed Dec 16, 2025, last Dec 16, 2025.
Largest mark · tap a row for others
Dave Girouard · Director
Purchase $4,999,607
170,240 shares at $29.37 avg
Filed May 8, 2026 · traded May 7
Close on filing date $28.96
Paul Gu · Chief Technology Offier → Chief Executive Officer
Chief Technology Offier → Chief Executive Officer
$6.6M boughtDave Girouard · Director
Director
$5.0M boughtSanjay Datta · President, Capital& Enterprise
President, Capital& Enterprise
$3.9M soldScott Darling · Chief Legal Officer
Chief Legal Officer
$486.4K soldNatalia Mirgorodskaya · Officer (see filing)
Officer (see filing)
$120.4K soldAndrea Blankmeyer · Chief Financial Officer
Chief Financial Officer
$88.0K soldKerry Whorton Cooper · Director
Director
$75.0K soldHas Upstart Holdings, Inc.'s CEO sold stock?
No. Paul Gu (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
18 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Paul Gu | Chief Technology Offier → Chief Executive Officer | — | $6.6M | 3 | — | |
| Dave Girouard | Director | — | $5.0M | 1 | — | |
| Sanjay Datta | President, Capital& Enterprise | $3.9M | — | 3 | — | |
| Scott Darling | Chief Legal Officer | $486.4K | — | 4 | 100% of sales | |
| Natalia Mirgorodskaya | Officer (see filing) | $120.4K | — | 5 | 100% of sales | |
| Andrea Blankmeyer | Chief Financial Officer | $88.0K | — | 1 | 100% of sales | |
| Kerry Whorton Cooper | Director | $75.0K | — | 1 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Sanjay Datta President, Capital& Enterprise | Sale | 116,000 | $27.29 | $3.2M | 476,578 | |
traded | Paul Gu Chief Executive Officer | Purchase | 50,000 | $25.55 | $1.3M | 130,000 | |
traded | Natalia Mirgorodskaya Officer (see filing) | SalePre-arranged (10b5-1) | 913 | $30.03 | $27.4K | 35,875 | |
traded | Sanjay Datta President, Capital& Enterprise | Sale | 10,000 | $31.46 | $314.6K | 301,523 | |
traded | Andrea Blankmeyer Chief Financial Officer | SalePre-arranged (10b5-1) | 3,000 | $29.33 | $88.0K | 152,208 | |
traded | Sanjay Datta President, Capital& Enterprise | Sale | 15,000 | $30.41 | $456.1K | 313,556 | |
traded | Natalia Mirgorodskaya Officer (see filing) | SalePre-arranged (10b5-1) | 974 | $28.99 | $28.2K | 37,374 | |
traded | Paul Gu Chief Executive Officer | Purchase | 50,000 | $27.50 | $1.4M | 70,000 | |
traded | Dave Girouard Director | Purchase | 170,240 | $29.37 | $5.0M | 8,512,641 | |
traded | Natalia Mirgorodskaya Officer (see filing) | SalePre-arranged (10b5-1) | 390 | $26.02 | $10.1K | 34,274 | |
traded | Natalia Mirgorodskaya Officer (see filing) | SalePre-arranged (10b5-1) | 866 | $28.79 | $24.9K | 25,289 | |
traded | Scott Darling Chief Legal Officer | SalePre-arranged (10b5-1) | 390 | $30.25 | $11.8K | 31,637 | |
traded | Scott Darling Chief Legal Officer | SalePre-arranged (10b5-1) | 1,000 | $50.00 | $50.0K | 17,435 | |
traded | Scott Darling Chief Legal Officer | SalePre-arranged (10b5-1) | 7,392 | $50.00 | $369.6K | 17,435 | |
traded | Kerry Whorton Cooper Director | SalePre-arranged (10b5-1) | 1,500 | $50.00 | $75.0K | 23,934 | |
traded | Natalia Mirgorodskaya Officer (see filing) | SalePre-arranged (10b5-1) | 762 | $38.91 | $29.6K | 26,398 | |
traded | Paul Gu Chief Technology Offier | Purchase | 100,000 | $39.23 | $3.9M | Multiple accounts | |
traded | Scott Darling Chief Legal Officer | SalePre-arranged (10b5-1) | 1,000 | $55.01 | $55.0K | 123,148 |
GET /stocks/filings/vX/form-4?tickers=UPST&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"UPST"
],
"issuer_cik": "0001647639",
"owner_cik": "0001832812",
"accession_number": "0001832812-26-000010",
"form_type": "4",
"filing_date": "2026-09-10",
"period_of_report": "2026-09-10",
"issuer_name": "Upstart Holdings, Inc.",
"issuer_trading_symbol": "UPST",
"owner_name": "Gu Paul",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Executive Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-10",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 50000,
"transaction_price_per_share": 25.55,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 130000,
"transaction_value": 1277500,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "by LLC",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price."
},
{
"id": "F2",
"description": "The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member."
}
]
},
{
"tickers": [
"UPST"
],
"issuer_cik": "0001647639",
"owner_cik": "0001832808",
"accession_number": "0001832808-26-000020",
"form_type": "4",
"filing_date": "2026-09-10",
"period_of_report": "2026-09-08",
"issuer_name": "Upstart Holdings, Inc.",
"issuer_trading_symbol": "UPST",
"owner_name": "Datta Sanjay",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "President, Capital& Enterprise",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-08",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 116000,
"transaction_price_per_share": 27.2948,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 476578,
"transaction_value": 3166196.8,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price."
},
{
"id": "F2",
"description": "Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 55 records
- Option exercises8 records
- Tax withholding (sold to cover)25 records
- Grants and awards13 records
- Gifts1 record
- Other8 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for UPST every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.